Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Xavier ProphitUBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-09-2009
Steven Harlen LevineUBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-16-2009
Steven WestermanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-16-2009
John Ramsdell Lucas Jr.UBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-20-2009
Siri Ohara BergUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-04-2009
Anthony Gregory SchmidtUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-04-2009
Peter Richards De CastroUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-05-2009
Donald Lee TrabertUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-18-2009
Joseph Ricci AsianoUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-18-2009
Otis Miles Pollard IIIUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5005-08-2009
John Robert Mendicino Jr.UBS Financial Services Inc.Credit Suisse Securities (USA) LLC$2505-08-2009
Howard Wilson Glasgow IIIUBS Financial Services Inc.Credit Suisse Securities (USA) LLC05-08-2009
John Sebastian DerosaUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$10011-17-2010
Christopher Wayne TolmanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15011-17-2010
Mitchell David KriegerUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-16-2011
Javier Adolfo NaselliUBS Financial Services Inc.Credit Suisse Securities (USA) LLC06-03-2011
Matthew Benjamin WaldmanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC07-08-2011
Adriana ArizmendyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC09-08-2011
Jared TorenUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$1010-21-2011
Mark Albert BilskiUBS Financial Services Inc.Credit Suisse Securities (USA) LLC05-04-2012
Kirk BadiiUBS Financial Services Inc.Credit Suisse Securities (USA) LLC05-30-2012
Ellen Elizabeth RankinUBS Financial Services Inc.Credit Suisse Securities (USA) LLC07-30-2012
Wilhelm Louis NashUBS Financial Services Inc.Credit Suisse Securities (USA) LLC08-29-2012
David Tat Wai ChongUBS Financial Services Inc.Credit Suisse Securities (USA) LLC10-25-2012
Edward Michael Foley Jr.UBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-14-2012
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Showing 1 to 25 of 142 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.