Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Earl DelaneyJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$15012-14-2015
Alan Lee DavisJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$10012-14-2015
Henry Bertram Moog IIIJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$10012-08-2015
David Simeon GreeneJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$15011-20-2015
Andrew Eugene FirstmanJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC11-20-2015
Mark Gregory HorncastleJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC11-20-2015
Christian Nicholas CramJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC11-20-2015
Robert Allen DouglassJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC11-21-2014
Elizabeth Kytle ChandlerJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC11-21-2014
Julie Gwendolyn SwangerMorgan StanleyCredit Suisse Securities (USA) LLC06-08-2015
Mark Douglas SullivanMorgan StanleyCredit Suisse Securities (USA) LLC07-15-2013
David Whitfield KloberdanzUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$10012-15-2015
Michael Wayne OlmstedUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5012-09-2015
Carlton Montgomery ForresterUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-09-2015
Lindsay Leigh BeltonUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-09-2015
Timothy Alan DodUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5012-01-2015
Bradley Edward RobertsUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-01-2015
Brent LaneUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-01-2015
Otis Miles Pollard IIIUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5005-08-2009
Howard Wilson Glasgow IIIUBS Financial Services Inc.Credit Suisse Securities (USA) LLC05-08-2009
Morris Alan FrancoWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$15003-01-2016
Christy Higgins HooperWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$15002-01-2016
Geoffrey Scott FishmanWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$15002-01-2016
Charles Scott WilliamsWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC12-16-2015
Craig Elliot SavageWilliam BlairCredit Suisse Securities (USA) LLC01-06-2016
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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