Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Stuart SibleyEvercore Group L.L.C.Credit Suisse Securities (USA) LLC06-13-2019
Dawn S ChengGoldman Sachs & Co.Credit Suisse Securities (USA) LLC09-02-2016
Joseph Thomas MurtGoldman Sachs & Co.Credit Suisse Securities (USA) LLC01-19-2010
Scott SoulesJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC03-28-2016
Brent Andrew SimsJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$1003-01-2016
Robert John Scarpa Jr.J.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$10001-29-2016
Keith Richard EvangelistJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$2512-11-2015
Lauren Marie PalladinoJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC12-11-2015
David John StarkerJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC05-16-2014
John Fitzpatrick DelehantyJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$5003-21-2014
Christopher Thomas FosterJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC12-07-2012
Thomas C. MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC11-01-2016
Kelsey Ann MerrittMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC11-02-2015
Matthew D ShetlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC09-04-2013
Jayne FinstMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC05-24-2013
Oliver Louis SunMorgan StanleyCredit Suisse Securities (USA) LLC05-08-2018
Rodrigo MoralesMorgan StanleyCredit Suisse Securities (USA) LLC05-16-2016
Nicolo Sebasti Foscari Widmann ReMorgan StanleyCredit Suisse Securities (USA) LLC05-10-2016
Francesco Balducci SernagliaMorgan StanleyCredit Suisse Securities (USA) LLC05-02-2016
Francisco Javier CarbajalesMorgan StanleyCredit Suisse Securities (USA) LLC03-31-2016
Daniel Ary EhrlichMorgan StanleyCredit Suisse Securities (USA) LLC03-31-2016
Fernando Milton MassaroMorgan StanleyCredit Suisse Securities (USA) LLC03-30-2016
Victor TsutsumiMorgan StanleyCredit Suisse Securities (USA) LLC03-28-2016
Fernando A. Villarreal BenassiniMorgan StanleyCredit Suisse Securities (USA) LLC03-09-2016
Gabriela SardiMorgan StanleyCredit Suisse Securities (USA) LLC03-09-2016
Next Page »

Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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