Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Steven GordonBarclays Capital Inc.Credit Suisse Securities (USA) LLC12-02-2011
Andrew Stuart LeventhalBarclays Capital Inc.Credit Suisse Securities (USA) LLC$10010-17-2011
Gregory Curtis ManningCitigroup Global Markets Inc.Credit Suisse Securities (USA) LLC10-01-2012
Charles Barney RudnickDeutsche Bank Securities Inc.Credit Suisse Securities (USA) LLC$5005-04-2012
John Howard SchietingerDominick & Dickerman LLCCredit Suisse Securities (USA) LLC11-09-2012
Edward Reed Laughlin Jr.Dominick & Dickerman LLCCredit Suisse Securities (USA) LLC07-05-2011
Lawrence Stuart SibleyEvercore Group L.L.C.Credit Suisse Securities (USA) LLC06-13-2019
Paul Patrick DavisEvercore Group L.L.C.Credit Suisse Securities (USA) LLC$5005-04-2018
Dawn S ChengGoldman Sachs & Co.Credit Suisse Securities (USA) LLC09-02-2016
Christopher J RiceGoldman Sachs & Co.Credit Suisse Securities (USA) LLC11-13-2015
Joseph Thomas MurtGoldman Sachs & Co.Credit Suisse Securities (USA) LLC01-19-2010
Michael Joseph BesselGuardian Investor Services LLCCredit Suisse Securities (USA) LLC12-08-2011
Scott SoulesJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC03-28-2016
Brent Andrew SimsJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$1003-01-2016
Robert John Scarpa Jr.J.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$10001-29-2016
Keith Richard EvangelistJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$2512-11-2015
Lauren Marie PalladinoJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC12-11-2015
David John StarkerJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC05-16-2014
John Fitzpatrick DelehantyJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$5003-21-2014
Victor Gayda RubinoJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC11-25-2013
Stacey H. TsaiJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC10-03-2013
Christopher Michael WursterJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC04-10-2012
Tomas Niall FlanaganJefferies LLCCredit Suisse Securities (USA) LLC07-16-2018
Mark Andrew LearJefferies LLCCredit Suisse Securities (USA) LLC06-19-2017
Thomas C. MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC11-01-2016
Next Page »

Showing 1 to 25 of 129 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.