Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Stuart SibleyEvercore Group L.L.C.Credit Suisse Securities (USA) LLC06-13-2019
Oliver Louis SunMorgan StanleyCredit Suisse Securities (USA) LLC05-08-2018
Thomas C. MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC11-01-2016
Dawn S ChengGoldman Sachs & Co.Credit Suisse Securities (USA) LLC09-02-2016
Rodrigo MoralesMorgan StanleyCredit Suisse Securities (USA) LLC05-16-2016
Nicolo Sebasti Foscari Widmann ReMorgan StanleyCredit Suisse Securities (USA) LLC05-10-2016
Francesco Balducci SernagliaMorgan StanleyCredit Suisse Securities (USA) LLC05-02-2016
Christopher Alan SwinneyWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC03-31-2016
Francisco Javier CarbajalesMorgan StanleyCredit Suisse Securities (USA) LLC03-31-2016
Daniel Ary EhrlichMorgan StanleyCredit Suisse Securities (USA) LLC03-31-2016
Pouya LavianWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC03-31-2016
Fernando Milton MassaroMorgan StanleyCredit Suisse Securities (USA) LLC03-30-2016
Scott SoulesJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC03-28-2016
Victor TsutsumiMorgan StanleyCredit Suisse Securities (USA) LLC03-28-2016
Michael Joseph MarinoWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC03-17-2016
Elizabeth S. BrozenaWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC03-16-2016
Brian Michael MelbourneWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC03-11-2016
Fernando A. Villarreal BenassiniMorgan StanleyCredit Suisse Securities (USA) LLC03-09-2016
Gabriela SardiMorgan StanleyCredit Suisse Securities (USA) LLC03-09-2016
Bruce William TheuerkaufWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC03-08-2016
Leo BiaginiMorgan StanleyCredit Suisse Securities (USA) LLC03-07-2016
Wayne James LondreganWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC03-01-2016
Brian Keith ShepherdWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC02-29-2016
David Jay StarkWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC02-25-2016
Roberto RedondoMorgan StanleyCredit Suisse Securities (USA) LLC02-23-2016
Next Page »

Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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