Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Charles Jackson Sr.D.A. Davidson & Co.Crowell, Weedon & Co.11-15-2013
Ronald David ColemanLPL Financial LLCCrowell, Weedon & Co.$2510-04-2013
Jay Michael OldhamRaymond James & Associates, Inc.Crowell, Weedon & Co.$2508-02-2013
Denise Aline JeffersLPL Financial LLCCrowell, Weedon & Co.06-14-2013
Michael Jeffrey PetersWaddell & ReedCrowell, Weedon & Co.$5006-05-2013
Mark Edward AnsaraWells Fargo Clearing Services, LLCCrowell, Weedon & Co.04-29-2013
Richard William JacobsonAmeriprise Financial Services, Inc.Crowell, Weedon & Co.03-08-2013
Vincent Joseph StefanoWWM FinancialCrowell, Weedon & Co.01-04-2013
Kevin James McCarthyRaymond James & Associates, Inc.Crowell, Weedon & Co.12-14-2012
Robert Leslie SkaarLPL Financial LLCCrowell, Weedon & Co.12-12-2012
William Murphy NoonanAmeriprise Financial Services, Inc.Crowell, Weedon & Co.$15009-14-2012
James Martin MadiganMerrill Lynch, Pierce, Fenner & Smith IncorporatedCrowell, Weedon & Co.05-30-2012
Evan HennessyStifel, Nicolaus & Company, IncorporatedCrowell, Weedon & Co.$5008-19-2011
Charles David CarpenterWedbush Securities Inc.Crowell, Weedon & Co.$5008-16-2011
Caleb Nathaniel RussellWedbush Securities Inc.Crowell, Weedon & Co.08-12-2011
Aaron Edward PollockWestern International Securities, Inc.Crowell, Weedon & Co.06-22-2011
Gregory Rush RatchukLPL Financial LLCCrowell, Weedon & Co.10-08-2010
Jeffrey Neil KrinskyWells Fargo Clearing Services, LLCCrowell, Weedon & Co.$5009-02-2010
David Irving AnsonWestern International Securities, Inc.Crowell, Weedon & Co.07-16-2010
Amita Ramesh DesaiCambridge Investment Research, Inc.Crowell, Weedon & Co.07-02-2010
Norman Richard SarafianRBC Capital Markets, LLCCrowell, Weedon & Co.$10010-20-2009
Christine Rita SarafianRBC Capital Markets, LLCCrowell, Weedon & Co.10-20-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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