Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Matthew DuerreMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.09-21-2017
Briton G. RotellSunTrust Investment Services, Inc.Csfbdirect, Inc.04-06-2017
Gary A. JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.03-01-2017
Carrington John YardeFidelity Brokerage Services LLCCsfbdirect, Inc.01-28-2017
Robert Dale YoungPruco Securities, LLC.Csfbdirect, Inc.09-09-2016
Samuel Reuben ZaretskyFidelity Brokerage Services LLCCsfbdirect, Inc.07-26-2016
Christopher James MetzgerCharles Schwab & Co., Inc.Csfbdirect, Inc.04-26-2016
Robinson MartinPNC InvestmentsCsfbdirect, Inc.04-06-2016
Lakesha A. JohnsonFifth Third Securities, Inc.Csfbdirect, Inc.01-08-2016
Darius D. HicksMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.11-20-2015
George Samedi LacoudeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.11-05-2015
Steven G. HartCharles Schwab & Co., Inc.Csfbdirect, Inc.10-20-2015
Joscelyn Joseph WorrellTD Ameritrade Investment Management, LLCCsfbdirect, Inc.08-10-2015
Roderick Orville AgardMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.06-17-2015
Jonathan S. DugganMorgan StanleyCsfbdirect, Inc.04-15-2015
Joseph Kortei ClotteyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.12-03-2014
David William BroderickMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.$10008-25-2014
Benardo Stevon RichardsonSunTrust Investment Services, Inc.Csfbdirect, Inc.07-08-2014
Andrew Donald MillerUSAA Financial Advisors, Inc.Csfbdirect, Inc.05-14-2014
Nisarg D. ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.$5002-25-2014
Garrett W. MurphyJ.P. Morgan Securities LLCCsfbdirect, Inc.11-11-2013
Sanjay BediMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.11-11-2013
Jeffrey WegnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.11-13-2012
Joseph Patrick ColemanMorgan StanleyCsfbdirect, Inc.09-19-2012
Kevin Yun KimMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.08-08-2012
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.