Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Matthew DuerreMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.09-21-2017
Gary A. JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.$1003-01-2017
Darius D. HicksMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.11-20-2015
Roderick Orville AgardMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.06-17-2015
Nisarg D. ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.$5002-25-2014
Sanjay BediMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.11-11-2013
Jeffrey WegnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.11-13-2012

Showing 1 to 7 of 7 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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