Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Matthew GrabskiTwin Harbor's Wealth Management LLCD.A. Davidson & Co.09-17-2020
Eric FridsteinFreestone Capital Management, LLCD.A. Davidson & Co.07-15-2020
Shawn Adele MurrowRaymond James Financial Services, Inc.D.A. Davidson & Co.10-03-2019
Karl Christopher HerrenRobert W. Baird & Co. IncorporatedD.A. Davidson & Co.08-01-2018
Colin Bryant AultSecurities America, Inc.D.A. Davidson & Co.12-19-2017
Edwin James Sondgroth JrBrighton Jones LLCD.A. Davidson & Co.09-18-2017
Jeffrey Cowan MitchellAmeriprise Financial Services, LLCD.A. Davidson & Co.01-06-2017
Timothy Hale GanahlRobert W. Baird & Co. IncorporatedD.A. Davidson & Co.08-19-2016
Trenton Kroeger MortonRaymond James & Associates, Inc.D.A. Davidson & Co.11-10-2014
Geoffrey H WhiteUBS Financial Services Inc.D.A. Davidson & Co.05-11-2012
Brenda Joyce BergUBS Financial Services Inc.D.A. Davidson & Co.05-11-2011
Denise Diane BrandonWaddell & ReedD.A. Davidson & Co.06-25-2010
James Robert ClarkeFinancial Advocates Investment ManagementD.A. Davidson & Co.$1005-03-2013
Brock LoenWells Fargo Clearing Services, LLCD.A. Davidson & Co.$2506-24-2020
Jennifer Erin DroppelmanRobert W. Baird & Co. IncorporatedD.A. Davidson & Co.$2502-20-2015
Matthew John SheffieldUBS Financial Services Inc.D.A. Davidson & Co.$2503-19-2009
Kelly Scott WambleLPL Financial LLCD.A. Davidson & Co.$5010-19-2017
Robert Michael ShaughnessyRobert W. Baird & Co. IncorporatedD.A. Davidson & Co.$5008-19-2016
Dana Rhodes AllenEK Riley Investments, LLCD.A. Davidson & Co.$5008-16-2012
Kelly WambleLPL Financial LLCD.A. Davidson & Co.$6010-19-2017
Lauren Marin ShaughnessyRobert W. Baird & Co. IncorporatedD.A. Davidson & Co.$10008-19-2016
Douglas John McClureWells Fargo Clearing Services, LLCD.A. Davidson & Co.$10109-15-2011
Brandon Michael CurneenWells Fargo Clearing Services, LLCD.A. Davidson & Co.$15006-24-2020
Steven Ronald ConnMerrill Lynch, Pierce, Fenner & Smith IncorporatedD.A. Davidson & Co.$15005-14-2020
Andrew Thomas BrewerLPL Financial LLCD.A. Davidson & Co.$15003-13-2020
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.