Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Linda A SchoffFidelity Brokerage Services LLCDavid Lerner Associates, Inc.09-24-2018
Matthew Benjamin HurwitzAmeriprise Financial Services, LLCDavid Lerner Associates, Inc.08-29-2018
Timothy Ryan MacdonaldPruco Securities, LLC.David Lerner Associates, Inc.04-29-2016
Miklos Stefan Gudricza JrWaddell & ReedDavid Lerner Associates, Inc.09-02-2015
John Patrick HughesFidelity Brokerage Services LLCDavid Lerner Associates, Inc.08-12-2015
Andre AflaloWaddell & ReedDavid Lerner Associates, Inc.$207-03-2015
Jordan Scott KernerWaddell & ReedDavid Lerner Associates, Inc.07-02-2015
Bruce E PostWells Fargo Clearing Services, LLCDavid Lerner Associates, Inc.12-04-2014
Maria Rose LaviolaMorgan StanleyDavid Lerner Associates, Inc.03-07-2014

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.