Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Paul SarinRaymond James & Associates, Inc.David Lerner Associates, Inc.$20401-14-2016
Donald H. HenriquezStifel, Nicolaus & Company, IncorporatedDavid Lerner Associates, Inc.$15009-16-2011
Gary Newton PottingerLPL Financial LLCDavid Lerner Associates, Inc.06-03-2016
Jacob VakninRaymond James & Associates, Inc.David Lerner Associates, Inc.01-14-2016
Jorge Alberto SalazarLPL Financial LLCDavid Lerner Associates, Inc.11-11-2014
Lewis Marc OrensteinWells Fargo Clearing Services, LLCDavid Lerner Associates, Inc.$5007-29-2011
Michael Lewis SarinRaymond James & Associates, Inc.David Lerner Associates, Inc.01-14-2016
Michael Vincent PidichMorgan StanleyDavid Lerner Associates, Inc.12-10-2012
Rakema Lawyell WhiteStifel, Nicolaus & Company, IncorporatedDavid Lerner Associates, Inc.10-16-2015
Scott L. CirelliStifel, Nicolaus & Company, IncorporatedDavid Lerner Associates, Inc.09-16-2011
Steven Bae ChoHerbert J. Sims & Co, Inc.David Lerner Associates, Inc.02-01-2019
Todd Allen HolmesLPL Financial LLCDavid Lerner Associates, Inc.09-27-2013
Tracey Ann LakatosWells Fargo Clearing Services, LLCDavid Lerner Associates, Inc.04-03-2019
William Harry DevineAmeriprise Financial Services, Inc.David Lerner Associates, Inc.03-01-2019
Yury MenbaevAXA Advisors, LLCDavid Lerner Associates, Inc.08-15-2017

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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