Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph M. Coffey, Stephen E. BradyWells Fargo AdvisorsDeutsche Bank$23007-18-2016
John McCauleyWells Fargo AdvisorsDeutsche Bank$002-25-2016
David J. La Placa, Jay Casey, Kelly Morton, Tina ChanDynasty Financial PartnersDeutsche Bank$3,20006-29-2015
Jeffrey J. TompkinsBank of America Merrill LynchDeutsche Bank$16003-20-2015
L. Vincent Elliott, Carey Cooney, Shannon McCueDynasty Financial PartnersDeutsche Bank$25012-22-2014
Roy Apple, Anthony Rizzo, Jeremy Schneider, Kevin Gai JPMorgan Chase & Co.Deutsche Bank$006-13-2014
Martin DomresMorgan Stanley Wealth ManagementDeutsche Bank$35008-09-2013
Eric M. BehrMorgan Stanley Wealth ManagementDeutsche Bank$004-18-2013
Zach ShillingfordBarclays WealthDeutsche Bank$005-16-2012
Mark LeytonBarclays WealthDeutsche Bank$005-16-2012
Gannon McCafferyBarclays WealthDeutsche Bank$005-16-2012
Marc Richman, Brian BernhardtMorgan Stanley Wealth ManagementDeutsche Bank$50004-09-2012
Nicholas Anthony, Robert GottdenerBank of America Merrill LynchDeutsche Bank$10904-29-2011
Gregory E. ParanzinoHarbor Investment AdvisoryDeutsche Bank$20001-25-2011
Champe S. AndrewsHarbor Investment AdvisoryDeutsche Bank$12501-14-2011
Antoine Souma, Aleksandra KulmatickiJPMorgan Chase & Co.Deutsche Bank$30007-14-2010
Scott Zelnick, Patrick McBrien, Heidi GuldbrandsenBarclays WealthDeutsche Bank$5,50004-20-2010

Showing 1 to 17 of 17 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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