Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey J. TompkinsBank of America Merrill LynchDeutsche Bank$16003-20-2015
Nicholas Anthony, Robert GottdenerBank of America Merrill LynchDeutsche Bank$10904-29-2011
Gannon McCafferyBarclays WealthDeutsche Bank05-16-2012
Mark LeytonBarclays WealthDeutsche Bank05-16-2012
Zach ShillingfordBarclays WealthDeutsche Bank05-16-2012
Scott Zelnick, Patrick McBrien, Heidi GuldbrandsenBarclays WealthDeutsche Bank$504-20-2010
David J. La Placa, Jay Casey, Kelly Morton, Tina ChanDynasty Financial PartnersDeutsche Bank$306-29-2015
L. Vincent Elliott, Carey Cooney, Shannon McCueDynasty Financial PartnersDeutsche Bank$25012-22-2014
Gregory E. ParanzinoHarbor Investment AdvisoryDeutsche Bank$20001-25-2011
Champe S. AndrewsHarbor Investment AdvisoryDeutsche Bank$12501-14-2011
Roy Apple, Anthony Rizzo, Jeremy Schneider, Kevin Gai JPMorgan Chase & Co.Deutsche Bank06-13-2014
Antoine Souma, Aleksandra KulmatickiJPMorgan Chase & Co.Deutsche Bank$30007-14-2010
Martin DomresMorgan Stanley Wealth ManagementDeutsche Bank$35008-09-2013
Eric M. BehrMorgan Stanley Wealth ManagementDeutsche Bank04-18-2013
Marc Richman, Brian BernhardtMorgan Stanley Wealth ManagementDeutsche Bank$50004-09-2012
Joseph M. Coffey, Stephen E. BradyWells Fargo AdvisorsDeutsche Bank$23007-18-2016
John McCauleyWells Fargo AdvisorsDeutsche Bank02-25-2016

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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