Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Zelnick, Patrick McBrien, Heidi GuldbrandsenBarclays WealthDeutsche Bank$504-20-2010
Antoine Souma, Aleksandra KulmatickiJPMorgan Chase & Co.Deutsche Bank$30007-14-2010
Champe S. AndrewsHarbor Investment AdvisoryDeutsche Bank$12501-14-2011
Gregory E. ParanzinoHarbor Investment AdvisoryDeutsche Bank$20001-25-2011
Nicholas Anthony, Robert GottdenerBank of America Merrill LynchDeutsche Bank$10904-29-2011
Marc Richman, Brian BernhardtMorgan Stanley Wealth ManagementDeutsche Bank$50004-09-2012
Gannon McCafferyBarclays WealthDeutsche Bank05-16-2012
Mark LeytonBarclays WealthDeutsche Bank05-16-2012
Zach ShillingfordBarclays WealthDeutsche Bank05-16-2012
Eric M. BehrMorgan Stanley Wealth ManagementDeutsche Bank04-18-2013
Martin DomresMorgan Stanley Wealth ManagementDeutsche Bank$35008-09-2013
Roy Apple, Anthony Rizzo, Jeremy Schneider, Kevin Gai JPMorgan Chase & Co.Deutsche Bank06-13-2014
L. Vincent Elliott, Carey Cooney, Shannon McCueDynasty Financial PartnersDeutsche Bank$25012-22-2014
Jeffrey J. TompkinsBank of America Merrill LynchDeutsche Bank$16003-20-2015
David J. La Placa, Jay Casey, Kelly Morton, Tina ChanDynasty Financial PartnersDeutsche Bank$306-29-2015
John McCauleyWells Fargo AdvisorsDeutsche Bank02-25-2016
Joseph M. Coffey, Stephen E. BradyWells Fargo AdvisorsDeutsche Bank$23007-18-2016

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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