Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Christian MilesRBC Capital Markets, LLCDeutsche Bank Securities Inc.$10007-16-2014
Adam L. WaldmanSignature SecuritiesDeutsche Bank Securities Inc.10-24-2014
Aleksandra KulmatickiJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$15007-09-2010
Alexander G. HewitSanford C. Bernstein & Co., LLCDeutsche Bank Securities Inc.02-02-2016
Alexander Hixon FlaggSan Francisco Sentry Investment GroupDeutsche Bank Securities Inc.05-05-2015
Alexandra Elizabeth ZanettiLincoln Financial Advisors CorporationDeutsche Bank Securities Inc.04-08-2016
Amanda Zoch McgrathAsset Advisory Group IncDeutsche Bank Securities Inc.05-30-2017
Amy Virginia PerrinWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Deutsche Bank Securities Inc.05-20-2013
Andrea RossatoCitigroup Global Markets Inc.Deutsche Bank Securities Inc.$50006-01-2010
Andreas Bubenzer PaimMerrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.05-28-2015
Anthony William RizzoJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$70006-13-2014
Antoine Nabih SoumaJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$10007-09-2010
Arturo Montemayor MontemayorMorgan StanleyDeutsche Bank Securities Inc.$10003-03-2017
Barbara Victoria AllendeCitigroup Global Markets Inc.Deutsche Bank Securities Inc.05-01-2015
Borislav Valentinov KolevMorgan StanleyDeutsche Bank Securities Inc.$25010-08-2012
Brett Douglas CliffordMorgan StanleyDeutsche Bank Securities Inc.02-14-2014
Brian Andrew BernhardtMorgan StanleyDeutsche Bank Securities Inc.$50003-29-2012
Brian Douglas McgregorWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Deutsche Bank Securities Inc.09-19-2014
Brian E. PowellWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Deutsche Bank Securities Inc.$10007-08-2016
Brian Lee RichmondCitigroup Global Markets Inc.Deutsche Bank Securities Inc.07-01-2011
Brian M. SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.06-28-2016
Brian Patrick CollinsWaddell & ReedDeutsche Bank Securities Inc.06-13-2016
Brian Thomas KelleyStifel, Nicolaus & Company, IncorporatedDeutsche Bank Securities Inc.$50003-10-2016
Carlos Jorge ArrizurietaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Deutsche Bank Securities Inc.$50001-12-2017
Carolin Manuela BotzenhardtWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Deutsche Bank Securities Inc.05-18-2017
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Showing 1 to 25 of 227 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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