Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel A. BachelderMorgan StanleyDeutsche Bank Securities Inc.08-29-2017
Mark James McHughRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$2,00009-06-2016
Daniel Hugh RyanRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$14009-06-2016
John Joseph DonarumaRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$10009-06-2016
Michael Charles HulettRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$10009-06-2016
David Berj DonabedianRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$10009-06-2016
John David SmithRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$5009-06-2016
John Edward JoyceRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$5009-06-2016
Eric Truesdale PhilippiRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$2509-06-2016
Joseph Cameron MurphyRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$2509-06-2016
Nancy Malgeri CiampiRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$2409-06-2016
Chris Christopher StaffordRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$1009-06-2016
William Loemker FurberRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Stephen Richard CarrierRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Edward William SheehanRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Russell Alfred Bartlett IIIRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Cory Blaine SchauerRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Aaron Charles PisciaRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Kevin Henry MacintyreJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$10003-15-2013
Scott Matthew GrenertJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.03-15-2013
Margery Chapman BennettMerrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.08-20-2012
Stephen Francis SypekUBS Financial Services Inc.Deutsche Bank Securities Inc.06-03-2011

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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