Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kira RosoffBessemer Investor Services, Inc.Deutsche Bank Securities Inc.11-05-2014
Craig W WellsCerity Partners LLCDeutsche Bank Securities Inc.07-17-2012
Matthew Anthony FinkCitigroup Global Markets Inc.Deutsche Bank Securities Inc.06-12-2019
Daniel Andrew ZimbaldiEvercore Group L.L.C.Deutsche Bank Securities Inc.07-30-2014
Krystle Jaclyn SanchezGoldman Sachs & Co.Deutsche Bank Securities Inc.12-16-2014
John Michael TonzolaJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.02-12-2016
Fabio Massimo LindiaJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.06-26-2013
Kerry Michael HanifinJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$5004-30-2013
Eric Kenneth OssermanJefferies LLCDeutsche Bank Securities Inc.$10008-28-2009
Michael John BrabantJefferies LLCDeutsche Bank Securities Inc.08-28-2009
Brian M. SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.06-28-2016
Jasper Marion Hendrick Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.12-18-2014
Matthew Neil BroganMerrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.01-13-2014
Todd Robert RowleyMorgan StanleyDeutsche Bank Securities Inc.$1001-04-2016
David K. PowersMorgan StanleyDeutsche Bank Securities Inc.03-15-2013
Borislav Valentinov KolevMorgan StanleyDeutsche Bank Securities Inc.10-08-2012
Timothy Patrick ShieldsNorthwestern Mutual Investment Services, LLCDeutsche Bank Securities Inc.06-16-2017
Mark Ian LeytonRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$5,40009-06-2016
Alexander Nicholas ChristonRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$2,00009-06-2016
Bill GrousRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$22809-06-2016
Christopher James GuttillaRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$20009-06-2016
Nicholas Karl MennonaRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$19809-06-2016
Adam Saul FrankfortRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$15009-06-2016
Steven Mitchell GrillRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$15009-06-2016
Vincent Campbell BankerRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$10009-06-2016
Next Page »

Showing 1 to 25 of 65 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.