Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Andrew Edrington IIICitigroup Global Markets Inc.Deutsche Bank Securities Inc.$10008-09-2010
Winthrop Crapo HarveyRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$1,50009-06-2016
Frank Woods Winford Sr.Raymond James & Associates, Inc.Deutsche Bank Securities Inc.$1,00009-06-2016
Scott Alan AshmoreRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$1,00009-06-2016
Douglas Scott WallRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$20009-06-2016
Gregory Alan GalbraithRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$15009-06-2016
Joseph M. EstesRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$11409-06-2016
James Ronald LandersRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$9709-06-2016
Mark Mattson PondRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$1009-06-2016
John Stephen HeckRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Daniel James DelpRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Mac Davis HargroveRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Samuel D. FrankfortRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Jessica Noelle GrigsbyRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
David Graham HillRaymond James Financial Services, Inc.Deutsche Bank Securities Inc.$10002-12-2010
Susan Marie HillRaymond James Financial Services, Inc.Deutsche Bank Securities Inc.02-12-2010
Stephen Richard CordillUBS Financial Services Inc.Deutsche Bank Securities Inc.$12801-28-2016
Michael Carlisle DawsonUBS Financial Services Inc.Deutsche Bank Securities Inc.$10012-17-2015
Shay W. ScruggsUBS Financial Services Inc.Deutsche Bank Securities Inc.05-02-2014
Ray Larry Burns Jr.UBS Financial Services Inc.Deutsche Bank Securities Inc.05-17-2013
Edwin Earle Nowlin Jr.UBS Financial Services Inc.Deutsche Bank Securities Inc.02-10-2012
Thomas Alan HargroveWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.07-11-2014

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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