Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Noella SantanaRaymond James Financial Services, Inc.Edward Jones08-02-2019
Nick Bearden Stifel, Nicolaus & Company, IncorporatedEdward Jones$7508-01-2019
Kevin Patrick MalloryMML Investors Services, LLCEdward Jones07-30-2019
Angela Marie TaccoHarbor Financial Services, LLCEdward Jones07-19-2019
Timothy Paul PortelanceRaymond James Financial Services, Inc.Edward Jones07-12-2019
Joe Faulk Kingsview Asset ManagementEdward Jones$3507-11-2019
Troy Orland PastMoney Concepts Capital CorpEdward Jones07-10-2019
John Paul Martin Jr.Cambridge Investment Research, Inc.Edward Jones$1007-09-2019
Armahn HadjianLPL Financial LLCEdward Jones07-09-2019
Shane GoffProspera Financial Services, Inc.Edward Jones$8707-03-2019
Michael Shane GoffProspera Financial Services, Inc.Edward Jones$10006-28-2019
Nathanial WooleyAmeriprise Financial Services, Inc.Edward Jones06-21-2019
Jason L. RebbeRaymond James Financial Services, Inc.Edward Jones$106-20-2019
Andrew James RobertsSecurities America, Inc.Edward Jones06-20-2019
Rickey Shawn EzellLPL Financial LLCEdward Jones06-17-2019
Michael Glenn CatlettLPL Financial LLCEdward Jones06-13-2019
Daniel R. CastorianoLPL Financial LLCEdward Jones06-05-2019
Mark Middleton O'BrienCommonwealth Financial NetworkEdward Jones$2506-03-2019
Jonathan Lee WarnerAmeriprise Financial Services, Inc.Edward Jones$2505-31-2019
Joseph William MissmanSecurities America, Inc.Edward Jones$105-03-2019
Laurie Lynn WilliamsonRaymond James Financial Services, Inc.Edward Jones$5005-02-2019
Kari A FernRaymond James Financial Services, Inc.Edward Jones04-17-2019
Paolo O. QuirogaLPL Financial LLCEdward Jones04-16-2019
Brian Alan WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-15-2019
Marc Edward ChamberlinRaymond James Financial Services, Inc.Edward Jones$5004-12-2019
Next Page »

Showing 1 to 25 of 5,085 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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