Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karl John KellySignal Securities, Inc.Edward Jones$1001-24-2011
David J. ThomasLPL Financial LLCEdward Jones$1001-26-2011
Kerry Mason Cowan Jr.LPL Financial LLCEdward Jones$2501-28-2011
Garth AllanWells Fargo Clearing Services, LLCEdward Jones$1001-31-2011
Michael Louis HebertLPL Financial LLCEdward Jones01-31-2011
Jessica Anne ThompsonRaymond James Financial Services, Inc.Edward Jones$1002-01-2011
Derek Jon NowatzkiSuperior Financial Services, Inc.Edward Jones$1002-01-2011
Benjamin Heath StroudLPL Financial LLCEdward Jones02-01-2011
Yonglin RenLPL Financial LLCEdward Jones02-04-2011
Steven R. MeyersAmeriprise Financial Services, Inc.Edward Jones02-04-2011
Joshua James SparacinoLPL Financial LLCEdward Jones$1002-07-2011
Michael Minwoo ChongMorgan StanleyEdward Jones02-07-2011
Larry Bruce Loethen Jr.Wells Fargo Advisors Financial Network, LLCEdward Jones02-09-2011
Jay Arthur PenderWells Fargo Clearing Services, LLCEdward Jones02-10-2011
Roger Duke ZieglerVoya Financial Advisors, Inc.Edward Jones$2502-11-2011
Yvan Huu CaoRaymond James Financial Services, Inc.Edward Jones02-11-2011
Adam Joseph TatroeBMO Harris Financial Advisors, Inc.Edward Jones$1002-14-2011
John Paul BrayNext Financial Group, Inc.Edward Jones$2502-15-2011
Lawrence Lewis MorseRaymond James Financial Services, Inc.Edward Jones$2502-17-2011
Phillip Jon ColemanUSAA Financial Advisors, Inc.Edward Jones$1002-21-2011
Douglas Lane BenteleLPL Financial LLCEdward Jones$1002-22-2011
Kenneth JacobsenLPL Financial LLCEdward Jones02-22-2011
Lamont Maurice StewartCetera Advisors LLCEdward Jones$1002-25-2011
Andrew Michael AgreeWaddell & ReedEdward Jones$1002-27-2011
Thomas Michael BarnhornLPL Financial LLCEdward Jones$1002-28-2011
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Showing 301 to 325 of 2,394 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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