Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Harry Nelsen Jr.Cetera Financial Specialists LLCEdward Jones03-06-2009
David Camille BaileyLPL Financial LLCEdward Jones03-11-2009
Curtis Wayne ChambersLPL Financial LLCEdward Jones03-13-2009
Bruce C. WoodburyLPL Financial LLCEdward Jones$2503-23-2009
George Bryant GoodmanLincoln Financial Securities CorporationEdward Jones03-26-2009
Margaret Joan CollinsLPL Financial LLCEdward Jones03-27-2009
Jeffrey Guy WedgeworthAXA Advisors, LLCEdward Jones04-01-2009
Patrick Charles CrowCommonwealth Financial NetworkEdward Jones$5004-03-2009
Judith Ofelia SantosProspera Financial Services, Inc.Edward Jones$1004-13-2009
Joseph AzevedoCantella & Co., Inc.Edward Jones04-21-2009
Chad Gerald ZimmermanRBC Capital Markets, LLCEdward Jones04-24-2009
Walter J HielLPL Financial LLCEdward Jones$2504-27-2009
Duane Edward JankaLPL Financial LLCEdward Jones$5005-01-2009
Robert Allen DieneltRaymond James Financial Services, Inc.Edward Jones$5005-01-2009
Johnny G. Brown Jr.Lombard Securities IncorporatedEdward Jones05-04-2009
Scott Middleton DebandtHuntleigh Securities CorporationEdward Jones$5005-06-2009
Aaron Klye LanteigneThrivent Investment Management Inc.Edward Jones05-07-2009
Dustin Scott AdamsLPL Financial LLCEdward Jones05-12-2009
Nelson Jay KlawonCommonwealth Financial NetworkEdward Jones05-13-2009
Matthew Samuel SumnerAXA Advisors, LLCEdward Jones05-19-2009
Marty Ray EdgeLPL Financial LLCEdward Jones05-27-2009
David Clinton HillWells Fargo Advisors Financial Network, LLCEdward Jones05-29-2009
Stephen E. YostLPL Financial LLCEdward Jones06-01-2009
Brian Thomas DoverRaymond James & Associates, Inc.Edward Jones$2506-03-2009
Timothy Francis DevlinWells Fargo Clearing Services, LLCEdward Jones06-04-2009
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Showing 26 to 50 of 2,394 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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