Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gabriel Johanan SmithCambridge Investment Research, Inc.Edward Jones$2505-14-2010
Sandra Marie CallierLPL Financial LLCEdward Jones$1005-14-2010
Anthony Robert TrainorBMO Harris Financial Advisors, Inc.Edward Jones$2505-17-2010
Brian Michael RussProEquities, Inc.Edward Jones$2505-24-2010
Michael SharplesLPL Financial LLCEdward Jones05-26-2010
James Clinton Kramer IIILPL Financial LLCEdward Jones05-28-2010
Deane Michael HaflingRaymond James Financial Services, Inc.Edward Jones$1006-04-2010
Christopher S. FreehillLPL Financial LLCEdward Jones06-07-2010
Thomas Richard JacksWoodbury Financial Services, Inc.Edward Jones06-07-2010
Daniel Alan CoursonProEquities, Inc.Edward Jones06-08-2010
Glenn D. WiluszPFS Investments Inc.Edward Jones06-08-2010
Brian Scott StoutMorgan StanleyEdward Jones06-18-2010
Mary Joanne MetroRaymond James Financial Services, Inc.Edward Jones$10006-23-2010
Kelly G. HigginsLPL Financial LLCEdward Jones$2506-25-2010
Jody Brady DelvechioLPL Financial LLCEdward Jones06-25-2010
Grover Allen MollineauxLPL Financial LLCEdward Jones$2506-28-2010
David Wayne LewisLPL Financial LLCEdward Jones07-02-2010
Melanie Anne RadcliffSummit Brokerage Services, Inc.Edward Jones07-02-2010
Derrick Brandon AldermanWells Fargo Clearing Services, LLCEdward Jones07-06-2010
Melissa Borne DugasWells Fargo Clearing Services, LLCEdward Jones$1007-07-2010
Jennifer D. ManionState Farm VP Management Corp.Edward Jones07-08-2010
Travis Michael MooreIntervest International Equities CorporationEdward Jones07-12-2010
James Joseph ScullyLPL Financial LLCEdward Jones07-20-2010
Kathy ShultzShultz Financial Planning, LLCEdward Jones07-21-2010
Clement Chi Wai WongMorgan StanleyEdward Jones$2507-23-2010
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Showing 151 to 175 of 2,394 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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