Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Luis Alonso CastilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-15-2016
Benjamin M. SteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-15-2016
Brett M. StagnittiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-23-2016
Carlos Robert GuerreroMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-17-2016
James Paul StoesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-16-2016
Garrett Michael SambMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-10-2016
Lee Marvin McNeill Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-29-2016
Clayton ClaunchMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-29-2016
Pamela Ann Van KampenMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-24-2016
Alicia MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-03-2016
James Randolph AllenMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$5002-29-2016
Brandon David ArnoldMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-29-2016
Carina GerscovichMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-25-2016
Stephen Joseph CuneoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-08-2016
Jennifer Rebecca Cullinan GatesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-08-2016
Brandon Alexander BellMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-08-2015
Samantha Marie HarrisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-20-2015
Jay Eric Rice Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-05-2015
Jacqueline Rebecca Shaughnessy-SobczakMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-24-2015
Cullen G. HughesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-16-2015
Harry Leon Wallace IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-18-2015
David Joseph KellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-04-2015
Mynor Enrique MejiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-16-2015
Brad DieckhausMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-16-2015
Noel Diehl ThelanderMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-23-2015
« Previous PageNext Page »

Showing 76 to 100 of 157 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.