Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Patrick CrosbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-20-2015
Natalie ChappiusMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-09-2015
Jamin Micah KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-05-2014
Thomas W Elrod Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-01-2014
Brianne M. LeroyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-05-2014
David Michael Plumberg Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-30-2014
Felicia Annette JacobsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-23-2014
Jeffrey Lewis SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$5009-12-2014
Robert Mark SteckMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-15-2014
Andrew David JaworskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-13-2014
Benjamin William AlbaitisMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-13-2014
Dianne Fryson CrokerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-24-2014
April M. ArmstrongMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-24-2014
Jared Christopher WixMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-17-2014
Michael Charles TunneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-13-2013
Joanna Leigh RogersMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-30-2013
James Edwin RogersMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-28-2013
Rod GlisicMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-24-2013
Maria Cecelia HeimerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-20-2013
Kevin D. BooneMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-22-2013
Deborah Faye HughesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-21-2012
Peter Salvatore ParisiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1010-19-2012
Geoffrey Cole CreightonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1007-18-2012
Dvon Anthony Wendell JacobsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-21-2012
Michael Todd PennyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$5004-20-2012
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Showing 101 to 125 of 157 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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