Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kaushik BhaktaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-18-2020
Billy Lee ApodacaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-09-2020
Charles Landon TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-03-2020
Patrick Jerome McclernonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-12-2020
Brandon Tyler GlowackiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-25-2019
Guillermo C LopezMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-26-2019
Makanjila Kumba De AlmeidaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-30-2019
Nicolas Perez IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-29-2018
Justin Brian LemishMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-19-2018
Xuyu XiangMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-27-2016
Clayton ClaunchMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-29-2016
Samantha Marie HarrisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-20-2015
Harry Leon Wallace IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-18-2015
David Michael Plumberg JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-30-2014
Benjamin William AlbaitisMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$5003-13-2014
Joanna Leigh RogersMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-30-2013
David M BujacichMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$2509-26-2011
Tyler Scott DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$2509-02-2011
Stanley Lamar StephensMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-05-2010
Gene Paul SerrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-08-2010

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.