Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Christopher WartesMorgan StanleyEdward Jones$5003-28-2013
Aishwarya Rajeev AdyanthayaMorgan StanleyEdward Jones06-10-2016
Andrew D. DilsaverMorgan StanleyEdward Jones05-06-2016
Andrew Paul LarnedMorgan StanleyEdward Jones$1010-08-2010
Ayad Beshara SaadMorgan StanleyEdward Jones$5003-19-2013
Barbara Williams BanonMorgan StanleyEdward Jones$2505-16-2014
Bradley HareMorgan StanleyEdward Jones05-04-2010
Brian Scott StoutMorgan StanleyEdward Jones06-18-2010
Bryan Thomas BarnesMorgan StanleyEdward Jones04-16-2010
Carrie Sue WestMorgan StanleyEdward Jones07-01-2016
Charles Anthony Romano IIIMorgan StanleyEdward Jones05-03-2010
Charles Lang Bailey Jr.Morgan StanleyEdward Jones07-11-2014
Cheryl Lynn BreidenbachMorgan StanleyEdward Jones03-18-2016
Christopher Allen HallmarkMorgan StanleyEdward Jones$2505-11-2012
Christopher Kenya IshiiMorgan StanleyEdward Jones11-27-2017
Clement Chi Wai WongMorgan StanleyEdward Jones$2507-23-2010
David Jon MikulaMorgan StanleyEdward Jones$5011-30-2010
David Michael KaneMorgan StanleyEdward Jones$10006-15-2012
David W. RothMorgan StanleyEdward Jones$2502-15-2013
Deon Nicole PohlmannMorgan StanleyEdward Jones07-17-2019
Dustin J MillerMorgan StanleyEdward Jones08-02-2013
Edgar A WrightMorgan StanleyEdward Jones06-14-2017
Estella Mora EckartMorgan StanleyEdward Jones10-22-2010
Evariste Anthony Faucher IIIMorgan StanleyEdward Jones03-26-2010
Greg DeLong, Chris DeLongMorgan StanleyEdward Jones$20003-07-2014
Next Page »

Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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