Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Garrett Stone Jr.NYLIFE Securities LLCEdward Jones09-15-2009
Jasmine Kali ParkerNYLIFE Securities LLCEdward Jones$10010-15-2009
Bradley Ray DewaldNYLIFE Securities LLCEdward Jones11-17-2009
David Everette Bryan IIINYLIFE Securities LLCEdward Jones12-16-2009
Mary Anne Leichliter-RiceNYLIFE Securities LLCEdward Jones02-26-2010
Simpson Gordon Turley IIINYLIFE Securities LLCEdward Jones04-09-2010
Samuel Oliver DehavenNYLIFE Securities LLCEdward Jones07-22-2010
Marc Thomas LarreaNYLIFE Securities LLCEdward Jones07-30-2010
Steven T JonesNYLIFE Securities LLCEdward Jones09-24-2010
John Henry Swon IVNYLIFE Securities LLCEdward Jones11-08-2010
James Paul BaxleyNYLIFE Securities LLCEdward Jones11-08-2010
Chad Michael RooneyNYLIFE Securities LLCEdward Jones$10002-01-2011
Kenneth J GalvinNYLIFE Securities LLCEdward Jones$10002-03-2011
James Patrick PerryNYLIFE Securities LLCEdward Jones03-21-2011
Brian Paul SpitzleyNYLIFE Securities LLCEdward Jones$10005-03-2011
Thaddeus M BrownNYLIFE Securities LLCEdward Jones06-17-2011
Sidney Ray ThompsonNYLIFE Securities LLCEdward Jones$10007-07-2011
Cheryl Pamela BerthiaumeNYLIFE Securities LLCEdward Jones$50009-16-2011
Jose Sanchez Jr.NYLIFE Securities LLCEdward Jones02-23-2012
Lauren Nicole ZottoNYLIFE Securities LLCEdward Jones04-30-2012
David Paul Rudi LenserNYLIFE Securities LLCEdward Jones$10009-11-2012
Kyle Robert CooperNYLIFE Securities LLCEdward Jones03-12-2013
Leah Irene PerriNYLIFE Securities LLCEdward Jones07-10-2013
Travis J BartlettNYLIFE Securities LLCEdward Jones$10008-13-2013
Keith Allen DoxtatorNYLIFE Securities LLCEdward Jones02-26-2014
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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