Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron James BaileyCharles Schwab & Co., Inc.Edward Jones11-03-2015
Aaron Matthew SchramW&S Brokerage Services, Inc.Edward Jones05-15-2018
Adam Michael YekinAmeriprise Financial Services, LLCEdward Jones11-10-2017
Aishwarya Rajeev AdyanthayaMorgan StanleyEdward Jones06-10-2016
Alan John SandlerMorgan StanleyEdward Jones08-20-2013
Alejandro Julius HaasBMO Harris Financial Advisors, Inc.Edward Jones$5011-08-2013
Alexander Loren BrownVanguard Marketing CorporationEdward Jones11-11-2015
Alicia Cassar RiddleMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-11-2016
Alyn Scott RumboldLPL Financial LLCEdward Jones$5004-24-2020
Andrew Charles TreptowMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-23-2015
Andrew Colbert WilliamsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-16-2012
Andrew James PenetonCharles Schwab & Co., Inc.Edward Jones$1012-05-2012
Andrew R. SampsonCetera Advisors LLCEdward Jones11-13-2015
Andrew Romen LarsenEdward JonesEdward Jones01-02-2015
Anna Maria JohnsonLPL Financial LLCEdward Jones01-28-2009
Anthony OsunaScottrade, Inc.Edward Jones05-01-2017
Antjuan Marchez WelchSagePoint Financial, Inc.Edward Jones10-17-2012
Aspen KnickrehmVanguard Marketing CorporationEdward Jones03-07-2018
Austin PareMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-21-2013
Beatrice M. PerryVanguard Marketing CorporationEdward Jones03-16-2017
Brad Leonard LoneyVanguard Marketing CorporationEdward Jones06-03-2016
Bradley Glen AndersonPrincipal Securities, Inc.Edward Jones04-24-2012
Brandon Alan BerguinCharles Schwab & Co., Inc.Edward Jones08-23-2010
Brandon D. ZaunMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-04-2016
Brandon F. DeckardVanguard Marketing CorporationEdward Jones08-18-2016
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Showing 1 to 25 of 281 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.