Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Del BrownWells Fargo Clearing Services, LLCEdward Jones09-30-2016
Aaron Russell HandfieldJ.P. Morgan Securities LLCEdward Jones04-01-2013
Aaron Virgil RiceWells Fargo Clearing Services, LLCEdward Jones05-03-2010
Abe CastellonWells Fargo Clearing Services, LLCEdward Jones01-11-2012
Abraham Amha HunegnawMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-25-2018
Adam R. BottWells Fargo Clearing Services, LLCEdward Jones$2510-21-2016
Ailen YounanpourWaddell & ReedEdward Jones08-29-2011
Aivy Quynh Anh MaederRaymond James Financial Services, Inc.Edward Jones03-02-2012
Akshay Ajit SomaSecurian Financial Services, Inc.Edward Jones07-17-2018
Alan Bert ColdironAllstate Financial Services, LLCEdward Jones$10011-04-2009
Alan W. FosterCommonwealth Financial NetworkEdward Jones$5008-13-2010
Alberto De PabloAXA Advisors, LLCEdward Jones12-10-2014
Alexander SchamsAmeriprise Financial Services, LLCEdward Jones02-01-2019
Alexander Wren ReubenLPL Financial LLCEdward Jones10-02-2019
Alexis GutierrezJ.P. Morgan Securities LLCEdward Jones04-30-2019
Ali BavarianRaymond James Financial Services, Inc.Edward Jones04-25-2011
Alicia Cecilia MachadoLPL Financial LLCEdward Jones05-28-2013
Alicia MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-03-2016
Allyson Jo TrantumLPL Financial LLCEdward Jones$2502-12-2016
Alma Diane MartinezCrown Capital Securities, L.P.Edward Jones02-27-2012
Alynne Deanne ZielinskiWells Fargo Clearing Services, LLCEdward Jones08-01-2013
Alyssa Marie TitusRBC Capital Markets, LLCEdward Jones10-23-2018
Amal HagisufiPruco Securities, LLC.Edward Jones08-15-2018
Amina MezouarChase Investment Services Corp.Edward Jones02-01-2010
Amy TeelMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-16-2015
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Showing 1 to 25 of 647 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.