Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stacey Elane MarzThrivent Investment Management Inc.Edward Jones02-23-2009
Stephen A. BluntRaymond James Financial Services, Inc.Edward Jones05-03-2013
Stephen Michael McGuirkAmeriprise Financial Services, Inc.Edward Jones$15007-30-2018
Stephen Yong ChoLPL Financial LLCEdward Jones07-23-2012
Susan Escudero OsbornSagePoint Financial, Inc.Edward Jones08-11-2010
Tammy Bernette HaygoodUBS Financial Services Inc.Edward Jones09-30-2010
Tarik NasrawiJ.P. Morgan Securities LLCEdward Jones12-07-2017
Teri Lynn WhiteFSC Securities CorporationEdward Jones01-18-2019
Thomas Richard MorganLPL Financial LLCEdward Jones08-24-2012
Timothy A PettyWells Fargo Clearing Services, LLCEdward Jones10-18-2018
Todd WilsonFirst Allied Securities, Inc.Edward Jones08-08-2012
Troy Orland PastMoney Concepts Capital CorpEdward Jones07-10-2019
Tyler Michael RigsbeeWells Fargo Clearing Services, LLCEdward Jones10-25-2016
Umang PatelPark Avenue Securities LLCEdward Jones04-14-2016
Vance Rockne BoyesRaymond James Financial Services, Inc.Edward Jones$15009-03-2015
Victor Guy DenigrisMutual Securities, Inc.Edward Jones$2501-03-2011
Victor Shawn CollinsRaymond James Financial Services, Inc.Edward Jones$1007-17-2017
Viviana BigolinBancWest Investment Services, Inc.Edward Jones11-20-2015
Wally Chi LuuMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-28-2017
William Henry BryanLPL Financial LLCEdward Jones$5005-15-2013
William Joseph PachecoLPL Financial LLCEdward Jones$5009-14-2012
Yun FangWells Fargo Clearing Services, LLCEdward Jones$1004-08-2016
Yvan Huu CaoRaymond James Financial Services, Inc.Edward Jones02-11-2011
Zachary James WeirichCetera Advisor Networks LLCEdward Jones03-21-2017
Zachary Youldon MustaineMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-13-2018
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Showing 201 to 225 of 225 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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