Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Armond HerndonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-05-2018
Caleb Andrew StearMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-14-2016
Carlos Robert GuerreroMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-17-2016
Casey A StromerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-19-2009
Elizabeth KnierMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15002-20-2019
George Vincent ArrivasMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-15-2017
Gregory A MeisterMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$5003-21-2011
Joshua WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-15-2019
Khoi Dinh VuMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-04-2020
Luis Alonso CastilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-15-2016
Marcos CalderonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-21-2017
Natalie ChappiusMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-09-2015
Nicholas Bradley DeRuyckMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-31-2018
Robert Mark SteckMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-15-2014
Sanjay Peter BrittoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-11-2018
Saul HernandezMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-31-2019
Sebastian Christian HochuleMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-18-2017
Wally Chi LuuMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-28-2017
Zachary Youldon MustaineMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-13-2018

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.