Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Austin HamiltonStifel, Nicolaus & Company, IncorporatedEdward Jones01-08-2019
Barbara Barrio BecknerLPL Financial LLCEdward Jones$15007-17-2019
Ben Voss B. VossRaymond James Financial Services, Inc.Edward Jones09-07-2018
Bradley Scott CircleWells Fargo Clearing Services, LLCEdward Jones$5008-23-2013
Brandon Benjamin StarwaltWells Fargo Clearing Services, LLCEdward Jones05-30-2018
Brian Daniel RuffThrivent Investment Management Inc.Edward Jones01-14-2019
Brian James BoudreauRaymond James Financial Services, Inc.Edward Jones$2508-16-2019
Brian Wayne BurganSilver Thread InvestmentsEdward Jones08-05-2011
Cash Alan FreemanRBC Capital Markets, LLCEdward Jones02-02-2015
Cathey Hix BrownLPL Financial LLCEdward Jones01-06-2009
Cheryl Ann SquierWells Fargo Clearing Services, LLCEdward Jones$2503-04-2011
Christopher Anthony PoulosMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1001-06-2012
Christopher John TrinceriMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1007-15-2011
Christopher Keith BryantRBC Capital Markets, LLCEdward Jones11-13-2012
Christopher William StaplesNavigation Wealth ManagementEdward Jones03-01-2017
Clinton J. KnoppU.S. Bancorp Investments, Inc.Edward Jones$1001-05-2015
Craig Stephen KetchamLPL Financial LLCEdward Jones11-02-2011
Daniel Patrick CallaghanLPL Financial LLCEdward Jones07-24-2019
David Frederick VickerUSAA Financial Advisors, Inc.Edward Jones07-23-2014
David James IsaacsKey Investment Services LLCEdward Jones11-29-2010
David Wayne SalehWells Fargo Clearing Services, LLCEdward Jones$5010-31-2014
David Wayne WeinbenderUBS Financial Services Inc.Edward Jones$1008-27-2010
Diana Lynne BobkaWestern Wealth Management LLCEdward Jones08-10-2016
Drew P. WottonJ.P. Morgan Securities LLCEdward Jones02-01-2018
Edward John Gueits IIPersonal Capital Advisors CorporationEdward Jones08-15-2014
Next Page »

Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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