Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew I. KramerCharles Schwab & Co., Inc.Edward Jones11-25-2019
Mitchell Maurice DislerJ.P. Morgan Securities LLCEdward Jones05-08-2019
Andrew James SipalaWells Fargo Clearing Services, LLCEdward Jones08-17-2018
Brock William Van SelowUBS Financial Services Inc.Edward Jones07-21-2016
Ricky Hoskins Jr.HSBC Securities (USA) Inc.Edward Jones12-15-2015
Jay Eric Rice Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-05-2015
Andrew Christian LorangerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-19-2015
Lindsey Nathaniel Green Jr.E*TRADE Securities LLCEdward Jones01-08-2015
Brandon PinkstonWells Fargo Clearing Services, LLCEdward Jones02-03-2014
Pedro Andres LugoMorgan StanleyEdward Jones12-09-2013
Kamal Asad MalhisOppenheimer & Co. Inc.Edward Jones07-01-2013

Showing 1 to 11 of 11 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.