Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rufus Leon Hawkins IICUNA Brokerage Services, Inc.Edward Jones08-28-2019
Joe FaulkKingsview Asset ManagementEdward Jones$3507-11-2019
Frank Sterling Miles IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-08-2019
Wade Bensieck BramlittLPL Financial LLCEdward Jones06-17-2019
Benjamin A. ReepAmeriprise Financial Services, Inc.Edward Jones05-03-2019
Ronald James RadnerRaymond James Financial Services, Inc.Edward Jones03-29-2019
Frank Christopher SardoSunTrust Investment Services, Inc.Edward Jones$15003-28-2019
Mounir I. GhalyLPL Financial LLCEdward Jones02-22-2019
Jason Abel JonesCetera Advisors LLCEdward Jones02-22-2019
Chad A. SafierMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-18-2018
Trevor Yulee CameronPNC InvestmentsEdward Jones$15012-06-2018
Nikko J RichardsonMorgan StanleyEdward Jones11-20-2018
Arthur Richard LewisPruco Securities, LLC.Edward Jones10-09-2018
Jo Ellen MooreThrivent Investment Management Inc.Edward Jones06-19-2018
Jillian Drew KennedyThrivent Investment Management Inc.Edward Jones05-16-2018
Brian L. WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-09-2018
Cody Tyler DanielsWells Fargo Clearing Services, LLCEdward Jones$5003-12-2018
Jamel GordonRaymond James Financial Services, Inc.Edward Jones$5003-02-2018
Christopher Dizon ThornhillThrivent Investment Management Inc.Edward Jones02-09-2018
Anton Francis LohnMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-22-2018
Gregory Michael SmithRaymond James Financial Services, Inc.Edward Jones$2501-05-2018
Jeannier Antonio OliveiraCetera Investment Services LLCEdward Jones01-05-2018
Stephen Thomas TavanoPruco Securities, LLC.Edward Jones12-12-2017
Lj KnollJanney Montgomery Scott LLCEdward Jones08-25-2017
Ken Anthony BradshawPruco Securities, LLC.Edward Jones04-11-2017
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Showing 1 to 25 of 98 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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