Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Paul UgarteFidelity Brokerage Services LLCEdward Jones09-23-2020
Kelley Patricia SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-11-2020
Michael RadnothyWells Fargo Clearing Services, LLCEdward Jones09-02-2020
Jason Anthony SpataforaPruco Securities, LLC.Edward Jones08-24-2020
Michael Anthony VegaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-11-2020
Armondo CanalesRaymond James & Associates, Inc.Edward Jones07-09-2020
Christopher Pearron PriceFidelity Brokerage Services LLCEdward Jones06-24-2020
Lawrence Gilbert Union IiiWells Fargo Clearing Services, LLCEdward Jones06-22-2020
Joshua Michael ShafferFidelity Brokerage Services LLCEdward Jones06-12-2020
Todd John FoleyRaymond James Financial Services, Inc.Edward Jones05-18-2020
Marc C RhoadesFidelity Brokerage Services LLCEdward Jones04-23-2020
Leon V Dulion IIIDNA Wealth Management LLCEdward Jones04-07-2020
Tyler Weekley TolesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-25-2020
Anthony Richard CassoneCPK Wealth Management LLCEdward Jones03-10-2020
Eben David EubanksEubanks FinancialEdward Jones03-05-2020
Nathaniel SkellyFinancial Pathway LLCEdward Jones02-27-2020
Shannon Noel ScottMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-13-2020
Russell James Bragg JrFidelity Brokerage Services LLCEdward Jones02-04-2020
Deborah Sue HawksworthLPL Financial LLCEdward Jones01-31-2020
Kristian Jesse GarciaCharles Schwab & Co., Inc.Edward Jones01-31-2020
William ButcherCadaret, Grant & Co., Inc.Edward Jones01-31-2020
Max Clifton Perkins JrFirst Command Brokerage Services, Inc.Edward Jones01-29-2020
Jennifer Lillian BaseyStifel, Nicolaus & Company, IncorporatedEdward Jones01-13-2020
Victoria RimpseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-17-2019
Eduardo Alejandro AranaVALIC Financial Advisors, Inc.Edward Jones12-03-2019
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Showing 1 to 25 of 161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.