Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Deborah Sue HawksworthLPL Financial LLCEdward Jones01-31-2020
Kathi Melissa OteroLPL Financial LLCEdward Jones$15001-17-2020
Paul Lawrence SterzingerLPL Financial LLCEdward Jones$2501-06-2020
Timothy David BrinlingLPL Financial LLCEdward Jones$2511-04-2019
William HeathLPL Financial LLCEdward Jones08-15-2019
Wade Bensieck BramlittLPL Financial LLCEdward Jones06-17-2019
Mounir I. GhalyLPL Financial LLCEdward Jones02-22-2019
John A CarriganLPL Financial LLCEdward Jones05-14-2018
Thomas Barry SakadalesLPL Financial LLCEdward Jones12-16-2016
Aaron Paul KaiserLPL Financial LLCEdward Jones06-17-2016
Leann R. BurkholderLPL Financial LLCEdward Jones$1012-05-2014
Terry L. WilkinsLPL Financial LLCEdward Jones$1011-25-2014
Daniel W. WoodLPL Financial LLCEdward Jones10-06-2014
Marney Adele SkinnerLPL Financial LLCEdward Jones05-05-2014
Katherine Anne HutchinsLPL Financial LLCEdward Jones$10002-11-2013
John Anthony MeloLPL Financial LLCEdward Jones12-04-2012
Brian Christopher DayLPL Financial LLCEdward Jones12-04-2012
Chad Everett ClarkLPL Financial LLCEdward Jones$2512-03-2012
Maria De Los Milagros TorchettiLPL Financial LLCEdward Jones$1005-29-2012
David Christian HarpoolLPL Financial LLCEdward Jones05-17-2012
Manuel Ricardo AliceaLPL Financial LLCEdward Jones03-30-2012
Joseph CapporelliLPL Financial LLCEdward Jones$2511-28-2011
Gary Bruce RomeLPL Financial LLCEdward Jones$2510-12-2011
Ronnie Lee Stoots Jr.LPL Financial LLCEdward Jones09-08-2011
William Thomas SmithLPL Financial LLCEdward Jones$2506-22-2011
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.