Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexondra Nicole BrouwerMorgan StanleyEdward Jones09-23-2015
Andres Ricardo Fernandez-SalvadorMorgan StanleyEdward Jones04-18-2011
Andrew Thomas KatsanisMorgan StanleyEdward Jones11-08-2019
Ayad Beshara SaadMorgan StanleyEdward Jones$10003-19-2013
Candius J BannisterMorgan StanleyEdward Jones$50005-04-2012
Clyde Anthony JensenMorgan StanleyEdward Jones$10009-17-2012
Dustin J MillerMorgan StanleyEdward Jones08-02-2013
Eric BoksaMorgan StanleyEdward Jones05-04-2015
Gregory I SmithMorgan StanleyEdward Jones06-17-2016
Jack Lynn JohnsonMorgan StanleyEdward Jones$50004-13-2012
Kevin Lionel PuskarMorgan StanleyEdward Jones$50011-01-2010
Larry Gene HarnessMorgan StanleyEdward Jones$10001-07-2011
Manuel Rosas ChavezMorgan StanleyEdward Jones01-13-2012
Nikko J RichardsonMorgan StanleyEdward Jones11-20-2018
Norman R MejiaMorgan StanleyEdward Jones$25003-04-2011
Robert Lee MaupinMorgan StanleyEdward Jones$50009-01-2011
Shawn Anthony WaltonMorgan StanleyEdward Jones$10001-13-2012

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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