Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathi Melissa OteroLPL Financial LLCEdward Jones$15001-17-2020
Jennifer Lillian BaseyStifel, Nicolaus & Company, IncorporatedEdward Jones01-13-2020
Paul Lawrence SterzingerLPL Financial LLCEdward Jones$2501-06-2020
Matthew Allen GlancyJ.P. Morgan Securities LLCEdward Jones12-09-2019
Eduardo Alejandro AranaVALIC Financial Advisors, Inc.Edward Jones12-03-2019
Andrew Thomas KatsanisMorgan StanleyEdward Jones11-08-2019
Timothy David BrinlingLPL Financial LLCEdward Jones$2511-04-2019
Ronnie OatsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-24-2019
Drew PeacockAmeriprise Financial Services, LLCEdward Jones$5010-08-2019
Eldridge Michael Bourque Jr.International Assets Advisory, LLCEdward Jones10-08-2019
David Michael BeneventoWells Fargo Advisors Financial Network, LLCEdward Jones09-24-2019
Antje ZgrzebskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-13-2019
Charity Rachel DickmanAlphaStar Capital Management, LLCEdward Jones08-30-2019
Rufus Leon Hawkins IICUNA Brokerage Services, Inc.Edward Jones08-28-2019
Robert Ewusie AnkumaWells Fargo Clearing Services, LLCEdward Jones08-27-2019
William HeathLPL Financial LLCEdward Jones08-15-2019
Joe William FaulkKingsview Wealth Management, LLCEdward Jones08-08-2019
Todd Richard PersicoCalton & Associates, Inc.Edward Jones07-29-2019
Henry Lee CliftonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-19-2019
Frank Sterling Miles IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-08-2019
Everett M JohnsonJ.P. Morgan Securities LLCEdward Jones07-05-2019
James M. FaustVALIC Financial Advisors, Inc.Edward Jones06-24-2019
Wade Bensieck BramlittLPL Financial LLCEdward Jones06-17-2019
Andrew C. StroudWells Fargo Clearing Services, LLCEdward Jones06-04-2019
Aaron M MeadowFidelity Brokerage Services LLCEdward Jones05-06-2019
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.