Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matt Michael HeardAmeriprise Financial Services, Inc.Edward Jones$1007-17-2019
John Paul Martin Jr.Cambridge Investment Research, Inc.Edward Jones$1007-09-2019
Rhonda NovakKhironBae Associates, LLCEdward Jones06-24-2019
Tobin Christopher AndersonLPL Financial LLCEdward Jones06-06-2019
Joshua Andrew CarrWells Fargo Clearing Services, LLCEdward Jones05-30-2019
Doris Wynnette CheekThrivent Investment Management Inc.Edward Jones$2503-27-2019
Albert L. DegaetanoIFS SecuritiesEdward Jones03-14-2019
John LoefflerIFS SecuritiesEdward Jones03-12-2019
Brian Matthew ChustzDerbend Asset ManagementEdward Jones03-05-2019
Linda SwainSunTrust Investment Services, Inc.Edward Jones12-10-2018
Jeffery HattawayAmeriprise Financial Services, Inc.Edward Jones10-19-2018
Harold Tyler GayWells Fargo Clearing Services, LLCEdward Jones09-14-2018
Trent Linville DotyWells Fargo Clearing Services, LLCEdward Jones08-24-2018
John Burton Enoch Cestia IIITriad Advisors LLCEdward Jones$10008-01-2018
Denzel Ja'Vaughn ColemanWells Fargo Clearing Services, LLCEdward Jones05-03-2018
Stephen David TracyIFS SecuritiesEdward Jones$5003-15-2018
Thomas Gary BoykinJ.P. Morgan Securities LLCEdward Jones10-09-2017
Amy Bruce GreenwayCambridge Investment Research, Inc.Edward Jones$3909-08-2017
Tia Shennell JinksVALIC Financial Advisors, Inc.Edward Jones$1308-29-2017
Eric Scott RuthmanLPL Financial LLCEdward Jones08-21-2017
Michael RudioLPL Financial LLCEdward Jones08-21-2017
Michael Linton Malone Jr.Raymond James Financial Services, Inc.Edward Jones$5008-18-2017
Paul Lang, Emily EllisAmeriprise Financial Services, Inc.Edward Jones$36306-16-2017
Paul Regis LangAmeriprise Financial Services, Inc.Edward Jones$10006-16-2017
Emily Anne EllisAmeriprise Financial Services, Inc.Edward Jones06-16-2017
Next Page »

Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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