Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lang Phu NguyenCetera Advisors LLCEdward Jones02-14-2019
Ronald Stephen KnightMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-06-2018
Steven David SchollLPL Financial LLCEdward Jones$111-05-2018
Justin William GiffordRaymond James Financial Services, Inc.Edward Jones$110-31-2018
Bob Meyers LaSalle St. SecuritiesEdward Jones$10010-19-2018
Robert John MeyersLaSalle St. Securities, LLCEdward Jones$5010-19-2018
Michael Patrick DowdJ.P. Morgan Securities LLCEdward Jones09-12-2018
Ross M. KrauseMML Investors Services, LLCEdward Jones$15007-12-2018
Frances Waynette MckaySecurities America, Inc.Edward Jones06-04-2018
Gregory FolmarLPL Financial LLCEdward Jones05-31-2018
John David SiasLPL Financial LLCEdward Jones$5003-16-2018
Richard L. BingamanRobert W. Baird & Co.Edward Jones$16802-27-2018
Richard Lee BingamanRobert W. Baird & Co. IncorporatedEdward Jones$5002-22-2018
Justin Matthew PiselliniLPL Financial LLCEdward Jones$102-15-2018
Thomas Lee HohbachLaSalle St. Securities, LLCEdward Jones12-11-2017
Daphne Lynn CarterBenjamin F. Edwards & Company, Inc.Edward Jones$111-17-2017
Lisa Renee KopisLPL Financial LLCEdward Jones$1011-06-2017
William A Del CottoAmeriprise Financial Services, Inc.Edward Jones10-18-2017
Kristin Ann AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-05-2017
Brian Tennison HartAmeriprise Financial Services, Inc.Edward Jones07-06-2017
Louis Albert Haboush Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-28-2017
Edgar A WrightMorgan StanleyEdward Jones$106-14-2017
Joel Lawrence BoeingLPL Financial LLCEdward Jones$5005-31-2017
Melissa Sue SchachnerRaymond James Financial Services, Inc.Edward Jones05-05-2017
Kim Renae SchardanInfinex Investments, Inc.Edward Jones$5004-10-2017
Next Page »

Showing 1 to 25 of 230 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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