Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron W. GainesWorld Equity Group, Inc.Edward Jones07-19-2019
Randy James CorwinWoodbury Financial Services, Inc.Edward Jones11-03-2011
Ann Marie RowanWintrust Investments LLCEdward Jones07-02-2012
Anes KadiricWilliam BlairEdward Jones05-15-2019
Daniel Blahesly MaudeWilliam BlairEdward Jones$1004-26-2013
David Floyd PooleWells Fargo Investments, LLCEdward Jones$1011-02-2009
John Graham EnrightWells Fargo Clearing Services, LLCEdward Jones03-18-2020
Christopher H. LarsonWells Fargo Clearing Services, LLCEdward Jones12-12-2016
Richard Lee KincheloeWells Fargo Clearing Services, LLCEdward Jones04-14-2016
Martin Francois PerdouxWells Fargo Clearing Services, LLCEdward Jones12-07-2015
Todd Brandt McCartneyWells Fargo Clearing Services, LLCEdward Jones08-28-2014
Timothy James WernerWells Fargo Clearing Services, LLCEdward Jones$10012-06-2013
Michael John GiovanniniWells Fargo Clearing Services, LLCEdward Jones$2507-29-2013
Gregory John FornoffWells Fargo Clearing Services, LLCEdward Jones01-12-2012
Jason David LambWells Fargo Clearing Services, LLCEdward Jones01-06-2012
William P. Marshall Jr.Wells Fargo Clearing Services, LLCEdward Jones04-27-2011
R Kim CarsonWells Fargo Advisors Financial Network, LLCEdward Jones$2512-09-2019
David Victor RashidWells Fargo Advisors Financial Network, LLCEdward Jones$7712-01-2017
Katie Marie MillarWells Fargo Advisors Financial Network, LLCEdward Jones$2510-12-2012
Douglas Evan HughesWells Fargo Advisors Financial Network, LLCEdward Jones10-07-2011
Larry Bruce Loethen Jr.Wells Fargo Advisors Financial Network, LLCEdward Jones02-09-2011
David Clinton HillWells Fargo Advisors Financial Network, LLCEdward Jones05-29-2009
Michael James MurrayWells Fargo Advisors Financial Network, LLCEdward Jones$5005-29-2009
Timothy Alan GarbeWaddell & ReedEdward Jones03-18-2016
Dustin Cheyenne JamesVALIC Financial Advisors, Inc.Edward Jones10-15-2018
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Showing 1 to 25 of 304 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.