Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Graham EnrightWells Fargo Clearing Services, LLCEdward Jones03-18-2020
Christopher H. LarsonWells Fargo Clearing Services, LLCEdward Jones12-12-2016
Richard Lee KincheloeWells Fargo Clearing Services, LLCEdward Jones04-14-2016
Martin Francois PerdouxWells Fargo Clearing Services, LLCEdward Jones12-07-2015
Todd Brandt McCartneyWells Fargo Clearing Services, LLCEdward Jones08-28-2014
Timothy James WernerWells Fargo Clearing Services, LLCEdward Jones$10012-06-2013
Michael John GiovanniniWells Fargo Clearing Services, LLCEdward Jones$2507-29-2013
Gregory John FornoffWells Fargo Clearing Services, LLCEdward Jones01-12-2012
Jason David LambWells Fargo Clearing Services, LLCEdward Jones01-06-2012
William P. Marshall Jr.Wells Fargo Clearing Services, LLCEdward Jones04-27-2011

Showing 1 to 10 of 10 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.