Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Claire Elizabeth CampbellLPL Financial LLCEdward Jones04-01-2020
Mark Ross PingulBMO Harris Financial Advisors, Inc.Edward Jones03-30-2020
Cristopher J. ValladaresPNC InvestmentsEdward Jones03-26-2020
John Graham EnrightWells Fargo Clearing Services, LLCEdward Jones03-18-2020
Anthony Thomas LodovicoLPL Financial LLCEdward Jones03-05-2020
Matthew James KingHighpoint Advisor Group, LLCEdward Jones02-05-2020
Yimmy De Jesus MardoJ.P. Morgan Securities LLCEdward Jones01-13-2020
Michael Jamal SelvieCetera Investment Services LLCEdward Jones01-10-2020
Claude J WilsonJ.P. Morgan Securities LLCEdward Jones01-07-2020
David W SmithAmeriprise Financial Services, LLCEdward Jones01-06-2020
R Kim CarsonWells Fargo Advisors Financial Network, LLCEdward Jones$2512-09-2019
Richard Lawrence HalstenMidwestern Securities Trading Company, LLCEdward Jones12-03-2019
Kyle Hagen CavanaughMorgan StanleyEdward Jones11-15-2019
Lisette RomanFidelity Brokerage Services LLCEdward Jones11-06-2019
Neel Ghanshyam PatelEdward JonesEdward Jones$15010-17-2019
Victor John TassoneEquity Services, Inc.Edward Jones10-02-2019
Rickey Darell Bellew Jr.LPL Financial LLCEdward Jones$2509-30-2019
Emma Marie SmithCetera Advisors LLCEdward Jones09-30-2019
Kristin Pennock JacksonPruco Securities, LLC.Edward Jones09-27-2019
Steven M. CookLaSalle St Securities, L.L.C.Edward Jones$15009-16-2019
Colleen Mary WalshRaymond James Financial Services, Inc.Edward Jones$3709-13-2019
Darren Thomas DavisAllstate Financial Services, LLCEdward Jones08-16-2019
Justin Curtis RueterPNC InvestmentsEdward Jones08-15-2019
Mark C HarmsAmeriprise Financial Services, LLCEdward Jones07-30-2019
Tanice Lashawn FortPruco Securities, LLC.Edward Jones07-30-2019
Next Page »

Showing 1 to 25 of 32 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.