Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Edwin BeversdorfLPL Financial LLCEdward Jones$2507-27-2012
Anna Marie LicataWaddell & ReedEdward Jones08-31-2015
Blake Madison SteeleCreative Planning, Inc.Edward Jones03-13-2017
Christopher Lee KlickLPL Financial LLCEdward Jones$1005-25-2012
Clint Wade SandmannStewart Advisory Services, LLCEdward Jones05-11-2011
Darrin Richard WolffAspen Wealth Management, Inc.Edward Jones09-22-2009
Donald Neal SullivanClient One Securities LLCEdward Jones01-09-2015
Dru Berton HullU.S. Bancorp Investments, Inc.Edward Jones$1002-23-2012
Edward L. EthingtonMML Investors Services, LLCEdward Jones$2509-05-2017
Evan FedermanVALIC Financial Advisors, Inc.Edward Jones11-11-2014
Garren G TaylorLPL Financial LLCEdward Jones07-27-2012
George Dean ModrcinLPL Financial LLCEdward Jones$5002-25-2019
James George WitkowskiCetera Advisors LLCEdward Jones12-10-2009
Jason R. HuppWaddell & ReedEdward Jones12-11-2015
Jay Douglas LottererAmeriprise Financial Services, Inc.Edward Jones$1001-23-2015
Jeffrey C PetersonWells Fargo Clearing Services, LLCEdward Jones$5009-14-2018
Jimmie David Pitzer Jr.The O.N. Equity Sales CompanyEdward Jones$10012-01-2015
Lori Ann RichardsonAmeriprise Financial Services, Inc.Edward Jones11-12-2009
Michael Callen BanesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-02-2017
Michael Francis RichardsAmeriprise Financial Services, Inc.Edward Jones11-15-2018
Michael P. AxlineFBL Marketing Services, LLCEdward Jones03-13-2014
Norma Jo KnoxOppenheimer & Co. Inc.Edward Jones02-16-2009
Preston Lynn KlickLPL Financial LLCEdward Jones$10005-25-2012
Roger Kent RatliffCetera Advisors LLCEdward Jones01-10-2014
Rosco HalseyWaddell & ReedEdward Jones$10605-05-2016
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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