Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Reynold FultonRaymond James Financial Services, Inc.Edward Jones06-11-2020
Pieter Deran TenbroekCetera Investment Services LLCEdward Jones03-24-2020
Christopher ReschCUSO Financial Services, L.P.Edward Jones02-25-2020
Carolina D DuinVALIC Financial Advisors, Inc.Edward Jones01-08-2020
Lori Ann HerrmanFBL Marketing Services, LLCEdward Jones10-25-2019
Susan Ann DawsonPruco Securities, LLC.Edward Jones10-08-2019
David Adam HolsteinCetera Investment Services LLCEdward Jones08-30-2019
Steven Brian BrownGWFS Equities, Inc.Edward Jones01-09-2019
Westin Ryan WeeastMorgan StanleyEdward Jones01-08-2019
Michael Francis RichardsAmeriprise Financial Services, LLCEdward Jones11-15-2018
Russell Donald RhodesClient One Securities LLCEdward Jones10-17-2018
Trent Lyndon WoodcockAvantax Investment Services, Inc.Edward Jones09-12-2017
Blake Madison SteeleCreative PlanningEdward Jones03-13-2017
Mason Wayne SpanglerPruco Securities, LLC.Edward Jones03-07-2017
Michael Callen BanesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-02-2017
Scott B. LopezINVEST Financial CorporationEdward Jones10-19-2016
Tobias P. SchefflerPruco Securities, LLC.Edward Jones10-14-2016
Brenda EscamillaScottrade, Inc.Edward Jones07-21-2016
Kevin David LoweThe O.N. Equity Sales CompanyEdward Jones06-07-2016
Stuart Evan SmithCUSO Financial Services, L.P.Edward Jones05-09-2016
John H. CatlinWaddell & ReedEdward Jones04-07-2016
Jason R. HuppWaddell & ReedEdward Jones12-11-2015
Victor Jay EdwardsLPL Financial LLCEdward Jones11-02-2015
Anna Marie LicataWaddell & ReedEdward Jones08-31-2015
Todd Christian EricsonStepp & Rothwell IncEdward Jones07-29-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.