Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brock Edward MullerE2 Financial Services, LLCEdward Jones04-01-2019
Krystle Marie-Marcia NemoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-08-2019
Brian Davis ButlerBB&T Securities, LLCEdward Jones$15002-06-2019
Eric Thomas HigdonLPL Financial LLCEdward Jones01-02-2019
Elliot TreeceStifel, Nicolaus & Company, IncorporatedEdward Jones$8711-01-2018
Martin "Kye" NicholsStifel, Nicolaus & Company, IncorporatedEdward Jones$5311-01-2018
John Shannon SaunierRaymond James Financial Services, Inc.Edward Jones10-22-2018
Elliot Clayton TreeceStifel, Nicolaus & Company, IncorporatedEdward Jones$15010-19-2018
Richard Wayne HendricksonRaymond James Financial Services, Inc.Edward Jones$5006-29-2018
Carroll Richard GosleeLPL Financial LLCEdward Jones$15004-27-2018
Adam ChustzStifel, Nicolaus & Company, IncorporatedEdward Jones$19302-13-2018
Phillip Lee HylandU.S. Bancorp Investments, Inc.Edward Jones09-21-2017
Byron Keith AkersAmeriprise Financial Services, Inc.Edward Jones$1006-09-2017
Shawn Robert KostRaymond James Financial Services, Inc.Edward Jones$1004-03-2017
Timothy Neal RineyFWG Investments, LLCEdward Jones03-06-2017
Angela Michelle DrakeLPL Financial LLCEdward Jones04-25-2016
Maxito Pierre IsenhowerU.S. Bancorp Investments, Inc.Edward Jones$1001-28-2016
Kelly Meyers MalatestaFifth Third Securities, Inc.Edward Jones12-21-2015
James Earl Groves IIIRaymond James & Associates, Inc.Edward Jones$2511-02-2015
Jennifer Nicole Potter-QuillenMoney Concepts Capital CorpEdward Jones11-02-2015
Patrick S. MitchellJ.P. Morgan Securities LLCEdward Jones05-28-2015
Andrew Travis EurtonJ.P. Morgan Securities LLCEdward Jones05-27-2015
David A. SuttonAmeriprise Financial Services, Inc.Edward Jones06-19-2014
Bradley R. BoroughUBS Financial Services Inc.Edward Jones12-05-2013
David Wendel GlassJ.J.B. Hilliard, W.L. Lyons, LLCEdward Jones01-18-2013
Next Page »

Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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