Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brock Edward MullerE2 Financial Services, LLCEdward Jones04-01-2019
Krystle Marie-Marcia NemoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-08-2019
Eric Thomas HigdonLPL Financial LLCEdward Jones01-02-2019
John Shannon SaunierRaymond James Financial Services, Inc.Edward Jones10-22-2018
Phillip Lee HylandU.S. Bancorp Investments, Inc.Edward Jones09-21-2017
Timothy Neal RineyFWG Investments, LLCEdward Jones03-06-2017
Angela Michelle DrakeLPL Financial LLCEdward Jones04-25-2016
Kelly Meyers MalatestaFifth Third Securities, Inc.Edward Jones12-21-2015
Jennifer Nicole Potter-QuillenMoney Concepts Capital CorpEdward Jones11-02-2015
Patrick S. MitchellJ.P. Morgan Securities LLCEdward Jones05-28-2015
Andrew Travis EurtonJ.P. Morgan Securities LLCEdward Jones05-27-2015
David A. SuttonAmeriprise Financial Services, Inc.Edward Jones06-19-2014
Bradley R. BoroughUBS Financial Services Inc.Edward Jones12-05-2013
David Wendel GlassJ.J.B. Hilliard, W.L. Lyons, LLCEdward Jones01-18-2013
Charles Allen GoldieLPL Financial LLCEdward Jones11-30-2012
James Shannon HoerterFederal Hill Capital ManagementEdward Jones08-06-2012
Jeffrey Tabb ThomasLPL Financial LLCEdward Jones02-29-2012
Steven Douglas CookseyLPL Financial LLCEdward Jones12-15-2011
Bradley Shawn StatonLPL Financial LLCEdward Jones11-28-2011
Kenneth Edward ClarkLPL Financial LLCEdward Jones09-30-2011
Chad E. GoodmanLPL Financial LLCEdward Jones11-22-2010
James Joseph ScullyLPL Financial LLCEdward Jones07-20-2010
Thomas Michael TyeLPL Financial LLCEdward Jones12-15-2009
Dustin Scott AdamsLPL Financial LLCEdward Jones05-12-2009
Byron Keith AkersAmeriprise Financial Services, Inc.Edward Jones$1006-09-2017
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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