Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phillip David HardinNew England SecuritiesEdward Jones01-23-2009
Jonathan Robert StearnsLPL Financial LLCEdward Jones$50001-27-2009
Joseph AzevedoCantella & Co., Inc.Edward Jones$25004-21-2009
Duane Edward JankaLPL Financial LLCEdward Jones$50005-01-2009
Bryan James CrabtreeCommonwealth Financial NetworkEdward Jones$50007-17-2009
Richard Ning SuderLPL Financial LLCEdward Jones$10007-30-2009
Martin David GreenAmeriprise Financial Services, Inc.Edward Jones$15010-30-2009
Greg Stephen DodgeLPL Financial LLCEdward Jones03-01-2010
Joseph E. LabelleMML Investors Services, LLCEdward Jones03-31-2010
Joseph Vincent Sciacca Jr.Ameriprise Financial Services, Inc.Edward Jones$50004-23-2010
Gabriel M AufieroLPL Financial LLCEdward Jones$10005-20-2010
Mary Joanne MetroRaymond James Financial Services, Inc.Edward Jones$10006-23-2010
Wayne D RichardsonMML Investors Services, LLCEdward Jones08-31-2010
Steven T JonesNYLIFE Securities LLCEdward Jones09-24-2010
Craig Raymond StraussLPL Financial LLCEdward Jones$50012-10-2010
Kenneth J GalvinNYLIFE Securities LLCEdward Jones$10002-03-2011
Mary Georgina HaggarVoya Financial Advisors, Inc.Edward Jones$50002-18-2011
Philip John MatheyLPL Financial LLCEdward Jones04-27-2011
Richard Wyllie SingletonCambridge Investment Research, Inc.Edward Jones$25005-18-2011
Rodney Melvin LaurenzLPL Financial LLCEdward Jones$10005-23-2011
Kenneth Edward RayleLPL Financial LLCEdward Jones$50006-30-2011
Cheryl Pamela BerthiaumeNYLIFE Securities LLCEdward Jones$50009-16-2011
William Peter SteckMorgan StanleyEdward Jones$10011-04-2011
Joseph R FerreiraCitizens Securities, Inc.Edward Jones$10012-05-2011
Scott Alan CoppockCitizens Securities, Inc.Edward Jones$10012-29-2011
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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