Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Patrick CaseyAthena Advisory Services Inc.Edward Jones01-07-2019
Shane MyasAXA Advisors, LLCEdward Jones08-08-2018
Jeffrey D WilcoxLPL Financial LLCEdward Jones11-22-2017
Daegan Rene DebonoPruco Securities, LLC.Edward Jones11-06-2017
Matthew J. ListonCambridge Investment Research, Inc.Edward Jones07-11-2017
Anthony Rudy WilliamsPNC InvestmentsEdward Jones04-18-2017
Barry Ronald Heydenberk Jr.The O.N. Equity Sales CompanyEdward Jones01-31-2017
David Chuwei YuRaymond James Financial Services, Inc.Edward Jones$5001-06-2017
Jamar Armond BakerStrategic Advisers LLCEdward Jones11-16-2016
Karen L HeddleLPL Financial LLCEdward Jones$2510-25-2016
Mark William Scofield IIPNC InvestmentsEdward Jones10-21-2016
Piero Antonio VelasquezMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-26-2016
Nghi T VanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-20-2016
Michael David PominvillePNC InvestmentsEdward Jones09-14-2016
Jesse Albert Parsley Jr.PNC InvestmentsEdward Jones08-17-2016
Ronald Jiwon KimMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-06-2016
David Patrick Parr IIKingsview Asset Management, LLCEdward Jones06-22-2016
Paul Edward HuizingaFifth Third Securities, Inc.Edward Jones06-21-2016
Kyle Joseph WatkinsRegulus Advisors, LLCEdward Jones06-16-2016
David Mark DellerRaymond James Financial Services, Inc.Edward Jones06-14-2016
Mark Lewis Kerr Jr.Commonwealth Financial NetworkEdward Jones05-20-2016
Robert Anderson PearlCIG SecuritiesEdward Jones04-27-2016
Cody Russell TellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-18-2016
Mitchell Lee WassinkCetera Advisors LLCEdward Jones04-06-2016
Phyllis Anne SarabynPFS Investments Inc.Edward Jones03-17-2016
Next Page »

Showing 1 to 25 of 160 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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