Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Gregory DupuisWells Fargo Clearing Services, LLCEdward Jones04-29-2013
Adam R. BolickWells Fargo Clearing Services, LLCEdward Jones11-03-2015
Alan Lee DaltonLPL Financial LLCEdward Jones$1001-08-2009
Amanda Nicole DonnisonWells Fargo Clearing Services, LLCEdward Jones$5003-14-2013
Ashley Moody GallionFirst Citizens Investor Services, Inc.Edward Jones$5009-27-2010
Audrey Bourne GrimballPruco Securities, LLC.Edward Jones08-26-2019
Audrey Juanita DixonWells Fargo Clearing Services, LLCEdward Jones07-05-2013
Barbara Gayle HortonAmeriprise Financial Services, Inc.Edward Jones$2505-16-2014
Barbara W. MullCambridge Investment Research, Inc.Edward Jones$2511-17-2017
Brenda Gay LutzStifel, Nicolaus & Company, IncorporatedEdward Jones08-07-2015
Brook Nicholas BiddyWells Fargo Clearing Services, LLCEdward Jones10-06-2011
Caroline Maclean SinclairRaymond James & Associates, Inc.Edward Jones12-05-2014
Catherine Barker SmithRaymond James Financial Services, Inc.Edward Jones06-10-2016
Chad R. BarberAmeriprise Financial Services, Inc.Edward Jones$7011-19-2014
Chad Robert BarberAmeriprise Financial Services, Inc.Edward Jones$2511-19-2014
Chadwick P. HendersonLPL Financial LLCEdward Jones12-03-2010
Charles Jeffrey HillMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-17-2017
Christopher Joel KeyLPL Financial LLCEdward Jones12-03-2010
Christopher L. DiasWells Fargo Clearing Services, LLCEdward Jones09-17-2018
Christopher Ronald CracchioloLPL Financial LLCEdward Jones12-18-2009
Cigi HollingsworthMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-21-2018
Claude William Allen IVLPL Financial LLCEdward Jones08-09-2013
Colleen Downey MitchellAmeriprise Financial Services, Inc.Edward Jones$1006-05-2015
Courtney H. WilliamsRaymond James Financial Services, Inc.Edward Jones$2502-22-2019
Crystal Batchelor HardeeWells Fargo Clearing Services, LLCEdward Jones06-21-2018
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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