Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Raymond SeymourPrincipal Securities, Inc.Edward Jones08-31-2017
Adam Eric AckermanBNA WealthEdward Jones10-06-2016
Adam Gregory DupuisWells Fargo Clearing Services, LLCEdward Jones04-29-2013
Adam H YarboroughBB&T Investment Services, Inc.Edward Jones$1002-16-2010
Adam R. BolickWells Fargo Clearing Services, LLCEdward Jones11-03-2015
Afya GabrielWells Fargo Clearing Services, LLCEdward Jones10-08-2019
Alan Lee DaltonLPL Financial LLCEdward Jones$1001-12-2009
Alan Pierce WoodsonBB&T Investment Services, Inc.Edward Jones$5005-17-2010
Allen E. RushdenTIAA-CREF Individual & Institutional Services, LLCEdward Jones07-14-2014
Amanda Nicole DonnisonWells Fargo Clearing Services, LLCEdward Jones$5003-14-2013
Amanda WhitlockWells Fargo Clearing Services, LLCEdward Jones07-02-2019
Andrew Edward JohnsonE*TRADE Securities LLCEdward Jones$2506-01-2011
Andrew Richard HarppMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-23-2011
Andrew Richard HarppEdward JonesEdward Jones05-04-2009
Andrew Seth BordersWells Fargo Clearing Services, LLCEdward Jones12-06-2010
Angela Atkins AmbroseSECU Brokerage ServicesEdward Jones01-22-2019
Angela Sue DiehlLPL Financial LLCEdward Jones01-22-2010
Anne Marie StottMetLife Securities Inc.Edward Jones11-04-2011
Antoine L. RandallPruco Securities, LLC.Edward Jones03-27-2019
Arthur John ChenailPruco Securities, LLC.Edward Jones03-31-2017
Ashley Elmo ArnsdorffBB&T Investment Services, Inc.Edward Jones$1001-13-2014
Ashley Jennifer CedroneMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-12-2019
Ashley Kai RossBankers Life Securities, Inc.Edward Jones09-15-2017
Ashley Moody GallionFirst Citizens Investor Services, Inc.Edward Jones$5009-27-2010
Ashton Alexander BrownAXA Advisors, LLCEdward Jones05-22-2017
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Showing 1 to 25 of 323 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.