Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Andrew KiralyLodestar Advisory Group, LLCEdward Jones04-10-2019
Alexander Almahdi EljdidWells Fargo Clearing Services, LLCEdward Jones08-29-2014
Anna Jeanette AshVALIC Financial Advisors, Inc.Edward Jones08-23-2016
Benjamin J OttKingsview Wealth Management, LLCEdward Jones03-06-2017
Clifford Andrew Brockmann JrErnst & Young Investment Advisers LLPEdward Jones01-14-2020
Cody James HolodyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-18-2017
Daniel MendozaHennion & Walsh, Inc.Edward Jones01-26-2018
Daniel Patrick WalshAmeriprise Financial Services, LLCEdward Jones10-21-2011
David James MaxwellLPL Financial LLCEdward Jones03-05-2018
David ShawSecurian Financial Services, Inc.Edward Jones$5009-04-2020
Douglas SheroffMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-24-2016
Edie Lorraine KellyLPL Financial LLCEdward Jones04-29-2016
Ethan Edward WagnerPark Avenue Securities LLCEdward Jones09-16-2020
Gary V BarberaL.O. Thomas & Co. Inc.Edward Jones06-19-2012
Glenn CohenLPL Financial LLCEdward Jones$5010-04-2019
Hans Kraus HernandezFirst Allied Securities, Inc.Edward Jones05-23-2011
James Edward BenningThe Investment Center, Inc.Edward Jones$5012-16-2013
James Ian ScroggsTD Ameritrade, Inc.Edward Jones03-20-2020
James Paul FarrellAmeriprise Financial Services, LLCEdward Jones03-01-2019
Jeffrey Bernard ByasPrivate Advisor Group, LLCEdward Jones$10001-29-2020
Jeffrey Guy WedgeworthEquitable Advisors, LLCEdward Jones04-01-2009
John Andrew McAdooWells Fargo Clearing Services, LLCEdward Jones04-10-2018
John Francis DolanCantella & Co., Inc.Edward Jones$15006-29-2018
John Mark FleckRaymond James & Associates, Inc.Edward Jones$15010-28-2016
Jonathan Michael LevarAdvisory Services NetworkEdward Jones02-21-2018
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.